Legislation Legislative tool
 Issued on Published in the Official G
​Covered Short Selling Rules  ​QFMAs Board Decision No. 5 of 2022 ​​08/09/2022 ​
​Securities Lending and Borrowing Rules ​QFMAs Board Decision No. 4 of 2022 ​08/09/2022 ​
​ Financial Services Rulebook   (Amendment) ​QFMAs Board Decision No. 2 of 2021 ​14/04/2021 ​04/05/2021 Issue No 5
​Margin Trading Rules(Amendment) ​QFMAs Board Decision No. 1 of 2021 ​14/04/2021 ​04/05/2021 Issue No 5
​Listed Shareholding Companies Purchase of Own Shares for the Purpose of Employee Incentive Scheme ​QFMAs Board Decision No. 5 of 2020 ​23/02/2021 ​24/03/2021 Issue No 3
​Offering & Listing of Securities on the Financial Markets Rulebook ​QFMAs Board Decision No. 4 of 2020 ​14/02/2021 ​24/03/2021 Issue No 3
​Convening the Disciplinary Committee at QFMA using Modern Communication Technologies ​QFMAs Board Decision No. 3 of 2020 ​26/10/2020 ​13/12/2020 Issue No 19
​Listing Rules for Funds’ Units (Amendment) ​QFMAs Board Decision No. 2 of 2020 ​17/05/2020 ​11/06/2020 Issue No 10 
​Investigation Committee Procedures (Amendment) ​QFMAs Board Decision No. 7 of 2019 ​23/10/2019 ​18/02/2020 Issue No 4
​Anti-Money Laundering and Combating Terrorism Financing Rules ​QFMAs Board Decision No. 1 of 2020 ​02/01/2020 ​19/01/2020 Issue No 2
Market Maker Rules (Amendment) ​QFMAs Board Decision No. 3 of 2019 ​09/07/2019 ​06/08/2019 Issue No 17
​Margin Trading Rules ​QFMAs Board Decision No. 4 of 2019 ​09/07/2019 ​06/08/2019 Issue No 17
​Financial Services Rulebook ​QFMAs Board Decision No. 5 of 2019 ​02/05/2019 ​19/06/2019 Issue No 12
​Governance Code for Listed Funds ​QFMAs Board Decision No. 2 of 2019 ​06/05/2019 ​19/06/2019 Issue No 12
​Listing Rules for Funds’ Units (Amended pursuant to QFMA’s Board Decision No. 2 of 2020) ​QFMAS Board Decision No.1 of 2019 ​02/05/2019 ​19/06/2019 Issue No 12
Omnibus Orders Rules QFMA’s Board Decision No. 3 of 2018  ​

26/09/2018​

18/11/2018 Issue No 17

Investigation Committee Procedures(Amendment)

 QFMA’s Board Decision No. 2 of 2018  14/01/2018
​ 

07/02/2018 Issue No 3
Rules and Procedures of Complaints (Amendment)

 QFMA’s Board Decision No. 1 of 2018    

 14/01/2018 ​07/02/2018 Issue No 3
Procedures of Delisting of Public Shareholding Company Listed in the Main Market as a result of Company’s Type Conversion QFMA’s Board Decision No. 7 of 2017 23/11/2017 28/12/2017 Issue No 16
Rules of the Employees’ Incentive Shares Scheme in Listed Shareholding Companies Through Owning Shares in the Listed Company QFMA’s Board Decision No. 6 of 2017
23/11/2017
 

 28/12/2017 Issue No 16
 Operational Procedures of Exchange-Traded Funds (ETFs)(Covered Short Selling Procedures (CSSP)) QFMA’s Board Decision No. 5 of 2017

 23/11/2017        

28/12/2017 Issue No 16
Market Maker Rules (Amended pursuant to QFMA’s Board Decision No. 3 of 2019)

 QFMA’s Board Decision No. 4 of 2017

  

 

28/12/2017 Issue No 16
Rules of Companies’ Conversion into Public Shareholding Ones for Listing in the Financial Market QFMA’s Board Decision No. 1 of 2017 17/09/2017 08/10/2017 Issue No 11
Governance Code for Companies & Legal Entities Listed on the Main Market QFMA’s Board Decision No. 5 of 2016 10/11/2016 15/5/2017 Issue No 6
Amendment of Some Provisions of Decision No. 3 of 2014 Concerning the Issuance of Selling Rights Issue Rules(Amendment) QFMA’s Board Decision No. 4 of 2016 21/07/2016 28/8/2016 Issue No 10
QFMA’s Organizational Structure QFMA’s Board Decision No. 2 of 2016 20/06/2016 18/6/2016 Issue No 8
Ownership of Shares in Listed Companies on QSE QFMA’s Board Decision No. 1 of 2016 21/03/2016 30/5/2016 Issue No 6
Capital Adequacy Standards for Financial Services Companies QFMA’s Board Decision No. 3 of 2015 28/12/2015 31/1/2016 Issue No 2
Amendment of Some Provisions of Decision No. 2 of 2014 Concerning the Issuance of Merger and Acquisition Rules(Amendment) QFMA’s Board Decision No. 2 of 2015 14/10/2015 10/11/2015 Issue No 17

Rules for External Auditors and Financial Evaluators of Listed Entities & Entities Subject to the Authority’s Jurisdiction

QFMA’s Board Decision No. 7 of 2014

 10/9/2014 2/10/2014 Issue No 15

Corporate Governance Code for SMEs Companies (Listed on the Venture Market)

QFMA’s Board Decision No. 5 of 2014

9/3/2014

 25/3/2014 Issue No 5

Selling Rights Issue Rules (Amended pursuant to QFMA’s Board Decision No. 4 of 2016)

QFMA’s Board Decision No. 3 of 2014

 9/3/2014 25/3/2014 Issue No 5

Merger and Acquisition Rules (Amended pursuant to QFMA’s Board Decision No. 2 of 2015)

QFMA’s Board Decision No. 2 of 2014

 9/3/2014 25/3/2014 Issue No 5

Rules of Licensing and Regulating Depository

QFMA’s Board Decision No. 1 of 2014

 9/3/2014 25/3/2014 Issue No 5

Direct Market Access Requirements

QFMA’s Board Chairman’s Decision No. 4 of 2012

 6/6/2012 16/6/2013 Issue No 10

 

Liquidity Provider Rules

 QFMA’s Board Chairman’s Decision No. 3 of 2012 6/6/2012 16/6/2013 Issue No 10

Securities Lending and Borrowing Activity

 

 QFMA’s Board Chairman’s Decision No. 2 of 2012 6/6/2012 16/6/2013 Issue No 10

Rules for the Offering & Listing of Sukuk and Bonds

QFMA’s Board Chairman’s Decision No. 3 of 2011

28/12/2011

 18/6/2012 Issue No 7

Dispute Settlement Regulations-

QFMA’s Board Decision No. 4 of 2010

 29/12/2010 25/1/2011 Issue No 1

Rules and Procedures of Complaints  (Amended pursuant to QFMA’s Board Decision No. 1 0f 2018)

QFMA’s Board Decision No. 6 of 2009

4/5/2009

 25/6/2009 Issue No 6

Investigation Committee Procedures (Amended pursuant to QFMA’s Board Decision No. 2 0f 2018 and to QFMA’s Board Decision No. 7 of 2019)

 QFMA’s Board Decision No. 3 of 2009 4/5/2009 25/6/2009 Issue No 6
Disciplinary Committee Procedures QFMA’s Board Decision No. 2 of 2009

 4/5/2009 25/6/2009 Issue No 6