Module One
Glossary
Module Two
Capital Markets Authority
Module Three
Enforcement of the Law
Module Four
Securities Exchanges and Clearing Agencies
Module Five
Securities Activities and Registered Persons
Module Six
Policies & Procedures of Licensed Persons
Module Seven
Clients' Funds and Clients' Assets
Module Eight
Conduct of Business
Module Nine
Mergers and Acquisitions
Module Ten
Disclosure and Transparency
Module Eleven
Dealing in Securities
Module Twelve
Listing Rules
Module Thirteen
Collective Investment Schemes
Module Fourteen
Market Conduct
Module Fifteen
Corporate Governance
Module Sixteen
Anti-Money Laundering and Combating Financing of Terrorism
Module seventeen
Capital Adequacy Regulations for Licensed Persons
المبادئ القانونية المستقرة في مجلس التأديب
المبادئ القانونية الخاصة باللائحة التنفيذية
Article ID: 25 Created: November 29, 2022 Last Updated: November 29, 2022 Author: Dr. Nabil Chaiban
Online URL: https://kb.bankingwords.com/article.php?id=25